Copyright (c) 2013 John L. Jerz

Early-warning signals for critical transitions (Scheffer, Bascompte, Brock, Sep 2009)

Home
A Proposed Heuristic for a Computer Chess Program (John L. Jerz)
Problem Solving and the Gathering of Diagnostic Information (John L. Jerz)
A Concept of Strategy (John L. Jerz)
Books/Articles I am Reading
Quotes from References of Interest
Satire/ Play
Viva La Vida
Quotes on Thinking
Quotes on Planning
Quotes on Strategy
Quotes Concerning Problem Solving
Computer Chess
Chess Analysis
Early Computers/ New Computers
Problem Solving/ Creativity
Game Theory
Favorite Links
About Me
Additional Notes
The Case for Using Probabilistic Knowledge in a Computer Chess Program (John L. Jerz)
Resilience in Man and Machine

Brovkin, Carpenter, Dakos, Held, van Nes, Rietkerk, Sugihara
 
Complex dynamical systems, ranging from ecosystems to financial markets and the climate, can have tipping points at which a sudden shift to a contrasting dynamical regime may occur. Although predicting such critical points before they are reached is extremely difficult, work in different scientific fields is now suggesting the existence of generic early-warning signals that may indicate for a wide class of systems if a critical threshold is approaching.

p.53 It is becoming increasingly clear that many complex systems have critical thresholds - so-called tipping points - at which the system shifts abruptly from one state to another ... It is notably hard to predict such critical transitions, because the state of the system may show little change before the tipping point is reached. Also, models of complex systems are usually not accurate enough to predict reliably where critical thresholds may occur. Interestingly, though, it now appears that certain generic symptoms may occur in a wide class of systems as they approach a critical point. At first sight, it may seem surprising that disparate phenomena such as the collapse of an overharvested population and ancient climatic transitions could be indicated by similar signals. However, as we will explain here, the dynamics of systems near a critical point have generic properties, regardless of differences in the details of each system9. Therefore, sharp transitions in a range of complex systems are in fact related. In models, critical thresholds for such transitions correspond to bifurcations10. Particularly relevant are ‘catastrophic bifurcations’ (see Box 1 for an example), where, once a threshold is exceeded, a positive feedback propels the system through a phase of directional change towards a contrasting state. Another important class of bifurcations are those that mark the transition from a stable equilibrium to a cyclic or chaotic attractor. Fundamental shifts that occur in systems when they pass bifurcations are collectively referred to as critical transitions11.
 
p.53 The most important clues that have been suggested as indicators of whether a system is getting close to a critical threshold are related to a phenomenon known in dynamical systems theory as ‘critical slowing down’12 ... The most straightforward implication of critical slowing down is that the recovery rate after small experimental perturbation can be used as an indicator of how close a system is to a bifurcation point16.
 
p.53 For most natural systems, it would be impractical or impossible to monitor them by systematically testing recovery rates. However, almost all real systems are permanently subject to natural perturbations. It can be shown that as a bifurcation is approached in such a system, certain characteristic changes in the pattern of fluctuations are expected to occur. [JLJ - perhaps, in a game such as chess, the corresponding 'warning signs' might be, for the side to move: increasing number of times only 1 move is playable, opponent has a number of sacrifices that 'almost' work, opponent has a number of playable moves, future mobility of one or more pieces is restricted, ability to constrain opponent's pieces is restricted, opponent can get a certain amount of 'critical mass' of pieces within range of our king, future mobility of our pieces to support our king an an 'emergency' is restricted, etc.]
 
p.54-55 In summary, the phenomenon of critical slowing down leads to three possible early-warning signals in the dynamics of a system approaching a bifurcation: slower recovery from perturbations, increased autocorrelation and increased variance. Skewness and flickering before transitions. In addition to autocorrelation and variance, the asymmetry of fluctuations may increase before a catastrophic bifurcation28. This does not result from critical slowing down. Instead, the explanation is that in catastrophic bifurcations such as fold bifurcations (Box 1), an unstable equilibrium that marks the border of the basin of attraction approaches the attractor from one side (Box 1). In the vicinity of this unstable point, rates of change are lower (reflected in a less steep slope in the stability landscapes). As a result, the system will tend to stay in the vicinity of the unstable point relatively longer than it would on the opposite side of the stable equilibrium.
 
p.56 The question therefore remains of whether highly complex real systems such as the climate or ecosystems will show the theoretically expected early-warning signals. Results from elaborate and relatively realistic climate models including spatial dynamics and chaotic elements23 suggest that some signals might be robust in the sense that they arise despite high complexity and noisiness. Nonetheless, it is clearly more challenging to pick up early-warning signals in complex natural systems than in models.
 
p.58 A key issue when it comes to practical application is the question of whether a signal can be detected sufficiently early for action to be taken to prevent a transition or to prepare for one25. Understanding spatial early-warning signals better might be particularly useful in this respect, as a spatial pattern contains much more information than does a single point in a time series, in principle allowing shorter lead times76.

Enter supporting content here