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Ecology, the Ascendent Perspective (Ulanowicz, 1997)
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Complexity in Ecological Systems

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Ecology, the Ascendent Perspective provides an entirely fresh view of the origins of organization in living systems. Writing for theoretical ecologists, biologists, and philosophers of science, Robert Ulanowicz mounts a powerful challenge to prevailing mechanistic paradigms of ecology. Ecology, Ulanowicz argues, needs a more robust central paradigm, and this book presents one derived from current work in information theory, ecosystem energetics, and complexity theory; the result is a theoretical and empirical tool kit better able to measure the developmental status of any living community. Ranging widely to explore critical issues in the history of science - order, causality, progress, laws - the book sets forth a coherent theoretical framework for ecology. A challenge to existing Newtonian and Darwinian paradigms, Ecology, the Ascendent Perspective demonstrates that a theoretically reshaped science of ecology, better suited to portraying the dynamics of the natural world, can be a more effective means of ensuring its health.
 
This is a clear, well-written exposition of the ascendency concepts in terms that ecologists will understand and appreciate. It is the next generation of the energy paradigm and the trophic dynamic paradigm wrapped together in a logical and useful way. -Robert O'Neill, Oakridge National Laboratories
 
Anyone seriously interested in ecosystems or in theoretical ecology will find this book to be well written, stimulating, and worth reading. -Quarterly Review of Biology
 
[JLJ - a work which attempts to lay a theoretical foundation for ecology. As I have previously theorized that a chess position is similar to an ecosystem, we could apply these concepts to a theoretical foundation for a computer chess program. The results would depend to a large degree on the accuracy and insight developed by the author of this text. Specifically, the concepts of ascendency and overhead could be applied as indicators to Bossel's orientors.]

p.2 Most ecologists feel there is no core principle or dictum that defines the science [of ecology]... Despite a number of interesting and widely popular observations on regularities in ecosystem behavior, the conventional wisdom remains that ecology lacks a central dogma... I wish to argue in the pages that follow that the notion that ecology lacks a coherent theoretical framework is quite simply mistaken... Little attention has been paid to these developments by those outside ecology, or even by most of those who set the trends for the frontline ecological journals, and the reason for this neglect is not obscure: The emerging picture of ecosystem behavior does not resemble the worldview imparted by an extrapolation of conceptual trends established in other sciences... It is apparent to many, however, that ecosystems behave in ways that are very different from the systems described by other sciences. [JLJ - seems to me, therefore, that ecological science offers an alternate approach to defining and brainstorming solutions for your tough-to-solve problem. It might not, but it is worth a look.]
 
p.6 ecology may well be a preferred theater in which to search for principles that might offer very broad implications for science in general... ecology... could in fact become the key to a radical leap in scientific thought. A new perspective on how things happen in the ecological world might conceivably break the conceptual logjams that currently hinder progress in understanding evolutionary phenomena, developmental biology, the rest of the life sciences [JLJ - in ecology, the lab work (or results) are already done for you - you just have to be a perceptive observer of nature in whatever form is similar to the problem you are solving. You have to be a keen observer, which means that you have to take your mind off your own internal dialog and learn how to be objective and unemotional in your recorded perceptions. Charles Darwin did not need a lab, lab assistants, or large computer resources and software - he just got up out of his chair and went to the opposite side of the world to observe nature. He then used common sense to piece together his observations into a theory that explained, in simplest terms, what he observed.
  Due to the diversity of nature, it should not be hard finding a natural process which is similar to your tough-to-solve problem, that you can observe for clues applicable to solutions. I could not agree more strongly with Ulanowicz's statements that "ecology may well be a preferred theater in which to search for principles that might offer very broad implications for science in general".]
 
p.8-9 Ascendency combines the "size" or magnitude of system activity with the degree of coherency and organization among its component processes2... Ascendency and associated indices piece together various elements of the developmental puzzle
 
p.9 2For those who may be curious, I have chosen the alternate spelling with an "e" to distinguish this complex ecological term from the common use of "ascendancy" to mean simply "dominance." The term as I use it here has a double meaning. In the conventional sense, a system with a greater ascendency has the capability to dominate another system with less of the attribute. The second meaning comes from the root word "ascend" and so suggests the image of order "rising out" of chaos.
 
p.9-10 chapter 7 is a brief summary of some applications for ascendency theory that have been attempted. These not only include the quantification of ecosystem status (e.g., response to perturbations, assessment of ecosystem "health" or "integrity," comparison of trophic status, etc.) but pertain as well to problems outside ecology, such as evaluating the performance of neural networks, economic communities, and systems for distributed computation. [JLJ - computer games?]
 
p.10 I suggest that our perception of causes colors our approach to practical and philosophical issues... [an approach to research, certain attitudes and opinions] all turn on views of causality.
 
p.75 In the absence of overwhelming external disturbances, living systems exhibit a natural propensity to increase in ascendency... The word overwhelming qualifying disturbances implies that living systems are always subjected to disturbances... that the statement is statistical in nature is revealed by the use of the word propensity... Missing from the central postulate is the word maximize.
 
p.77 From its very beginning, ascendency was conceived for the purpose of unifying disparate, empirical observations on how ecosystems grow and develop.
 
p.77 We used Shannon's formula to quantify the complexity of the system in its most indeterminate configuration. Thereafter, we identified information as anything that constrains the system elements so as to change their probability assignments away from the values they have in the most indeterminate state. The amount by which the complexity in the indeterminate state is diminished by the constraints became the information value assigned to those constraints.
 
p.77 the development capacity can be expressed as the sum of the organized ascendency and the still-indeterminate overhead. Equivalently, the system ascendency becomes the difference between system capacity and overhead (figure 4.7). This latter relationship allows us to divide the question of what limits the increase in ascendency into two complementary aspects: (1) What limits increases in system capacity? and (2) What keeps overhead from disappearing?
 
p.83 A system that is sustained via only a few pathways is highly vulnerable to disruptions of those lines. We conclude, then, that systems develop in the direction of more efficient imports along fewer links up to the point where environmental disruptions of those links create the need for compensatory additions from other, less-efficient sources. As a result of this balance, we would expect a narrower dependence on sources to develop in more benign environments, and a more uniform reliance to prevail in more rigorous surroundings.
 
p.110 In formulating the concept of exergy, Evans (1969)... connotes the energy that potentially could appear as work. Exergy thus measures a content or stock... it is usually far easier to take data on stocks than to measure flows.
 
p.139 Ascendency provides a way to estimate the relative values of biotic stocks as members of a functioning ecosystem... Ascendency, being a work function, serves as a closer analog to the "capital generation function" in economics. Accordingly, there is more reason to believe that the relative values of resources will be better assessed by the new technique. [JLJ - we see the analog of assessing the dynamic values of pieces in a chess game.]
 
p.155 A healthy, or mature, system has both a high ascendency and a high overhead.
 
back cover Ecology, the Ascendent Perspective demonstrates that a theoretically reshaped science of ecology, better suited to portraying the dynamics of the natural world, can be a more effective means of ensuring its health.

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